CP-01 Policy and Procedures

a. Develop, document, and disseminate to cp-1_prm_1:

1. cp-01_odp.03 contingency planning policy that:

(a) Addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and

(b) Is consistent with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines; and

2. Procedures to facilitate the implementation of the contingency planning policy and the associated contingency planning controls;

b. Designate an cp-01_odp.04 to manage the development, documentation, and dissemination of the contingency planning policy and procedures; and

c. Review and update the current contingency planning:

1. Policy cp-01_odp.05 and following cp-01_odp.06 ; and

2. Procedures cp-01_odp.07 and following cp-01_odp.08.

Parameter ID Definition
cp-1_prm_1 organization-defined personnel or roles
cp-01_odp.01 personnel or roles
cp-01_odp.02 personnel or roles

Selection (one-or-more):

  • organization-level
  • mission/business process-level
  • system-level
cp-01_odp.04 official
cp-01_odp.05 frequency
cp-01_odp.06 events
cp-01_odp.07 frequency
cp-01_odp.08 events



Contingency planning policy and procedures address the controls in the CP family that are implemented within systems and organizations. The risk management strategy is an important factor in establishing such policies and procedures. Policies and procedures contribute to security and privacy assurance. Therefore, it is important that security and privacy programs collaborate on the development of contingency planning policy and procedures. Security and privacy program policies and procedures at the organization level are preferable, in general, and may obviate the need for mission- or system-specific policies and procedures. The policy can be included as part of the general security and privacy policy or be represented by multiple policies that reflect the complex nature of organizations. Procedures can be established for security and privacy programs, for mission or business processes, and for systems, if needed. Procedures describe how the policies or controls are implemented and can be directed at the individual or role that is the object of the procedure. Procedures can be documented in system security and privacy plans or in one or more separate documents. Events that may precipitate an update to contingency planning policy and procedures include assessment or audit findings, security incidents or breaches, or changes in laws, executive orders, directives, regulations, policies, standards, and guidelines. Simply restating controls does not constitute an organizational policy or procedure.

References 6

Related controls 3