PT-04 Consent
Implement pt-04_odp for individuals to consent to the processing of their personally identifiable information prior to its collection that facilitate individuals’ informed decision-making.
| Parameter ID | Definition |
|---|---|
| pt-04_odp | tools or mechanisms |
Baselines
- L
- M
- H
- P
Guidance
Consent allows individuals to participate in making decisions about the processing of their information and transfers some of the risk that arises from the processing of personally identifiable information from the organization to an individual. Consent may be required by applicable laws, executive orders, directives, regulations, policies, standards, or guidelines. Otherwise, when selecting consent as a control, organizations consider whether individuals can be reasonably expected to understand and accept the privacy risks that arise from their authorization. Organizations consider whether other controls may more effectively mitigate privacy risk either alone or in conjunction with consent. Organizations also consider any demographic or contextual factors that may influence the understanding or behavior of individuals with respect to the processing carried out by the system or organization. When soliciting consent from individuals, organizations consider the appropriate mechanism for obtaining consent, including the type of consent (e.g., opt-in, opt-out), how to properly authenticate and identity proof individuals and how to obtain consent through electronic means. In addition, organizations consider providing a mechanism for individuals to revoke consent once it has been provided, as appropriate. Finally, organizations consider usability factors to help individuals understand the risks being accepted when providing consent, including the use of plain language and avoiding technical jargon.
References 3
- PRIVACT Privacy Act (P.L. 93-579), December 1974.
- OMB A-130 Office of Management and Budget Memorandum Circular A-130, *Managing Information as a Strategic Resource* , July 2016.
- SP 800-63-3 Grassi PA, Garcia ME, Fenton JL (2017) Digital Identity Guidelines. (National Institute of Standards and Technology, Gaithersburg, MD), NIST Special Publication (SP) 800-63-3, Includes updates as of March 2, 2020.
Control Enhancements 3
- PT-04(01) Tailored Consent L M H P
- PT-04(02) Just-in-time Consent L M H P
- PT-04(03) Revocation L M H P
Related controls 3
- AC-16 Security and Privacy Attributes L M H P
- PT-02 Authority to Process Personally Identifiable Information L M H P
- PT-05 Privacy Notice L M H P