SI-02(07) Root Cause Analysis

Baselines

Guidance

Root cause analysis includes a wide range of approaches, tools, and techniques to systematically identify the underlying cause of issues or failures to systems and systems components (hardware, software, and firmware). Organizations consider the severity of the incident to determine what root cause analysis method is used and how quickly implementation of the remediation actions. The root cause analysis includes a timeline, missed warning signs, key decisions, gaps, mitigations, and verification of effectiveness. The actions identified to address the source of the issue are implemented and integrated into applicable organizational policy, procedures, and control implementation.

Related controls 29

• AC-01 Policy and Procedures L M H P
• AT-01 Policy and Procedures L M H P
• AU-01 Policy and Procedures L M H P
• CA-01 Policy and Procedures L M H P
• CM-01 Policy and Procedures L M H P
• CP-01 Policy and Procedures L M H P
• IA-01 Policy and Procedures L M H P
• IR-01 Policy and Procedures L M H P
• MA-01 Policy and Procedures L M H P
• MP-01 Policy and Procedures L M H P
• PE-01 Policy and Procedures L M H P
• PL-01 Policy and Procedures L M H P
• PM-01 Information Security Program Plan L M H P
• PS-01 Policy and Procedures L M H P
• PT-01 Policy and Procedures L M H P
• RA-01 Policy and Procedures L M H P
• SA-01 Policy and Procedures L M H P
• SC-01 Policy and Procedures L M H P
• SI-01 Policy and Procedures L M H P
• SR-01 Policy and Procedures L M H P
• AU-02 Event Logging L M H P
• CA-07 Continuous Monitoring L M H P
• IR-06 Incident Reporting L M H P
• IR-08 Incident Response Plan L M H P
• MA-03 Maintenance Tools L M H P
• RA-05 Vulnerability Monitoring and Scanning L M H P
• SA-11 Developer Testing and Evaluation L M H P
• SA-15 Development Process, Standards, and Tools L M H P
• SR-08 Notification Agreements L M H P